The Resource Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations, Tanja Boskovic, Caroline Cerruti, Michel Noel

Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations, Tanja Boskovic, Caroline Cerruti, Michel Noel

Label
Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations
Title
Comparing European and U.S. securities regulations
Title remainder
MiFID versus corresponding U.S. regulations
Statement of responsibility
Tanja Boskovic, Caroline Cerruti, Michel Noel
Creator
Contributor
Subject
Language
eng
Summary
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons
Member of
Cataloging source
MYG
Dewey number
346/.092
Government publication
international or intergovernmental publication
Index
no index present
LC call number
K1114
LC item number
.B67 2010
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
Series statement
World Bank working paper,
Series volume
no. 184
Label
Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations, Tanja Boskovic, Caroline Cerruti, Michel Noel
Publication
Bibliography note
Includes bibliographical references (pages 172-173)
http://library.link/vocab/branchCode
  • net
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Regulatory framework and oversight -- Scope of the securities regualtions -- Objectives of the securities regulations in Europe and the United States -- Implementation of the different objectives -- Post-financial crisis lessons -- Conclusion and areas for future research
Control code
ocn608786584
Dimensions
unknown
Extent
1 online resource (viii, 173 pages)
Form of item
online
Isbn
9780821382530
Media category
computer
Media MARC source
rdamedia
Media type code
c
Other control number
10.1596/978-0-8213-8253-0
http://library.link/vocab/recordID
.b25710655
Specific material designation
remote
System control number
  • (OCoLC)608786584
  • pebcs0821382535

Library Locations

    • Deakin University Library - Geelong Waurn Ponds CampusBorrow it
      75 Pigdons Road, Waurn Ponds, Victoria, 3216, AU
      -38.195656 144.304955
Processing Feedback ...