The Resource United States

United States

Label
United States
Title
United States
Creator
Subject
Language
eng
Summary
This paper discusses key findings of the Detailed Assessment of Implementation of the IOSCO (International Organization of Securities Commissions) Objectives and Principles of Securities Regulation on the United States. The United States has large, well-developed, and complex securities and derivatives markets. Postcrisis, the legal mandates of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have significantly expanded. The level of funding of both the SEC and CFTC is a key challenge affecting their ability to deliver on their mandates in a way
Member of
Cataloging source
EBLCP
Dewey number
332.1/52
Index
no index present
LC call number
HG3881.5.I58
Literary form
non fiction
Nature of contents
dictionaries
Series statement
IMF Staff Country Reports
Series volume
v. Country Report No. 15/91
Label
United States
Publication
http://library.link/vocab/branchCode
  • net
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
  • Cover Page; Title Page; Copyright Page; Contents; Tables; Glossary; Executive Summary; Introduction; Information and Methodology Used for Assessment; Institutional and Market Structure-Overview; A. Regulatory Structure; B. Market Structure; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; 7. Derivatives Market Intermediaries Registered with the CFTC
  • Preconditions for Effective Securities RegulationMain Findings; Summary Implementation of the IOSCO Principles; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; Recommended Action Plan and Authorities' Response; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; Detailed Assessment; 10. Detailed Assessment of Implementation of the IOSCO Principles; Footnotes
Control code
ocn908671324
Dimensions
unknown
Extent
1 online resource (161 pages)
Form of item
online
Isbn
9781475557466
Media category
computer
Media MARC source
rdamedia
Media type code
c
http://library.link/vocab/recordID
.b32921482
Specific material designation
remote
System control number
  • (OCoLC)908671324
  • pebcs1475557469

Library Locations

    • Deakin University Library - Geelong Waurn Ponds CampusBorrow it
      75 Pigdons Road, Waurn Ponds, Victoria, 3216, AU
      -38.195656 144.304955
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